Industrial Securities Global Fund Management Co., Ltd. Public funds under its management through securities company securities trading and commission payment situations

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(January 1, 2025 - December 31, 2025)

I. Standards and procedures for selecting a securities firm to participate in securities trading

1. Standards for selecting a securities firm

(1)Strong financial capacity and good reputation;

(2)Sound financial condition and standardized business practices;

(3)Internal management is standardized, strict, and well-established, with a sound internal control system, and able to meet confidentiality requirements;

(4)Has efficient, secure communication conditions required for product operations, and the trading facilities meet the needs for conducting securities trading for the product;

(5)Has relatively strong research capabilities, with fixed research institutions and dedicated researchers, and is able to promptly, regularly, and comprehensively provide the private account with research reports and attentive information services on macroeconomic conditions, industry developments, market trends, stock analysis.

2. Procedures for selecting a securities firm

After conducting an assessment based on the above standards, the fund manager determines the selection of the securities business institution. The fund manager and the selected securities business institution sign a trading unit rental agreement and a securities research services agreement.

II. Annual summary and allocation of trading volume and trading commissions

(一)Securities investment and commission payments for renting trading units from securities firms

1. Stock investment and commission payment situation

Amount unit: RMB

Note: 1. Industrial Bank Securities is a shareholder of the fund manager.

2. Average commission rate = the amount of stock trading commissions payable to the securities firm / the amount of stock trading成交.

2. Securities investment commission payment and allocation situation

Amount unit: RMB

Note: Commission amount refers to the aggregate commission incurred by the fund manager, in this mode, for various securities transactions such as stocks, bonds, bond repurchases, warrants, funds, etc., conducted through a securities firm.

(二)Stock investment and commission payment situation handled by the entrusted securities firm

Amount unit: RMB

Note: 1. Industrial Bank Securities is a shareholder of the fund manager.

2. Average commission rate = the amount of stock trading commissions payable to the securities firm / the amount of stock trading成交.

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